US Regulatory Intelligence
Authoritative retrieval and monitoring for US financial regulation. Federal regulations, SEC guidance, banking supervision, AML compliance, consumer protection, and auditing standards - with citations, change tracking, and audit-ready provenance.
Sources
Authoritative regulatory data sources
eCFR
Current text of all 50 CFR titles. Section-level search with citation, title, part, and amendment date filters.
Details →Federal Register
Rules, proposed rules, notices, and presidential documents since 2000. Agency, CFR reference, and docket filters.
Details →SEC Regulatory Guidance
Enforcement actions, staff guidance, no-action letters, rulemaking, risk alerts, and examination priorities.
Details →FINRA
Rulebook (FINRA, NASD, NYSE rules), regulatory notices, and interpretive letters and guidance for broker-dealers.
Details →OCC Bulletins
Supervisory guidance and compliance notices for national banks and federal savings associations (1994-present).
Details →FDIC FILs
Financial Institution Letters covering regulations, supervisory guidance, and compliance (2017-2026).
Details →NCUA Guidance
Letters to Credit Unions, Risk Alerts, Supervisory Letters, Accounting Bulletins, and examination manuals.
Details →FFIEC BSA/AML
Complete BSA/AML Examination Manual used by federal examiners to evaluate compliance programs.
Details →FinCEN
Advisories on illicit finance threats and regulatory guidance on BSA/AML compliance obligations.
Details →CFPB
Supervisory guidance, examination procedures, Circulars, and enforcement on UDAAP, mortgage, credit reporting, debt collection, and payments.
Details →FTC
Business guidance, enforcement, and rules on UDAAP-adjacent consumer protection, FCRA, FDCPA, advertising, and non-bank financial actors.
Details →PCAOB Standards
Auditing standards, attestation standards, ethics rules, quality control, and inspection procedures.
Details →Core capabilities
What you get with the regulatory corpus
Authoritative retrieval
Search with exact source URLs, canonical citation fields, filters by regulator, form type, topic, and date. Snippets anchored to source content. Time-aware queries.
Monitoring and feeds
New filing alerts, rule change tracking, entity and topic watchlists. Webhooks, polling endpoints, and cursor-based feeds.
Provenance and auditability
Source fingerprints, first-seen and updated timestamps, deduplication, audit trail of returned results, stable identifiers.
Use cases
Common regulatory workflows
Regulatory monitoring and alerting systems
Audit-ready research tools for analysts
Agent/RAG answers with citations and "as-of" controls
Compliance change management workflows
Filing and rule change digests
Entity watchlists with structured alerts