Industries
Financial Services Compliance
Every cited regulatory obligation needs a source link a regulator can verify. Provenance metadata and audit trails for defensible compliance workflows.
The problem
Citations that regulators can verify
When an AI agent auto-drafts a SAR narrative or generates a compliance determination, every cited regulatory obligation needs a source link a regulator can verify. A broken or unverifiable citation can result in a rejected filing or an inquiry.
Compliance teams monitoring multiple regulatory sources need to know what changed, retrieve source-backed evidence, and feed that into workflows they can trust. Stitching together crawlers, alerting logic, and provenance tracking is expensive and fragile.
What matters to you
Auditability and provenance requirements
Source URL, content hash, and timestamp on every result
Stable document identifiers that persist across rulebook updates
First-seen and last-updated timestamps for audit trails
Entity and topic watchlists with low-noise alerts
Timeline of changes with source-backed evidence
Time-aware queries for point-in-time regulatory research
Use cases
Common compliance workflows
Audit-ready regulatory citations
Every regulatory reference in your AI output is traceable to a stable, versioned source document. Source fingerprints, version identifiers, and timestamps give regulators exactly what they need to verify.
Regulatory change monitoring
Track changes across 12 US regulatory corpora — Federal Register, eCFR, SEC, FINRA, OCC, FDIC, NCUA, FinCEN, FFIEC BSA/AML, CFPB, FTC, and PCAOB. Get structured alerts when rules your firm depends on are amended, with source-backed evidence of what changed.
Compliance research with full provenance
Search across the full regulatory corpus with citations. As-of retrieval for point-in-time analysis. Source URL, content hash, and timestamps on every result.
Who this serves
Financial services segments
-Broker-dealers and RIAs
-SAR and CTR filing platforms
-Asset managers and hedge funds
-AML compliance teams
-Fintechs and challenger banks
-Payments and lending platforms
Defensible compliance, from the source
Provenance metadata and audit trails for every regulatory reference.